Lamb, CAHB, CAHB Operating v. LSM, Shaneyfelt, et al.

Damages & Exposure Summary

March 28, 2026

PROTECTED UNDER ARK. R. EVID. 408 — SETTLEMENT COMMUNICATION

Demand sent March 20, 2026: $5,500,000

Direct traceable losses: $2,616,232  |  Current compensatory damages presentation (A–D): $11,846,563  |  High end: $19.6M+

Category A — Direct Traceable Losses ($2,616,232)

Each item traceable to specific transactions in bank records, tax filings, court orders, or Shaneyfelt’s own work product. Causation runs directly through the insured’s professional conduct.

ItemAmountEntityOverlapSource
IRS levy (Form 668-A)$118,696Matt Lamb3 levy notices on file. Direct consequence of defective K-1s.
Clark — CAHB debt zeroed via Shaneyfelt journal entry JS129$40,000CAHB LLCNoneShaneyfelt’s journal entry. Kristen Chapin BK testimony: “we did not remit that to those people.”
Linda Jones — CAHB debt zeroed via Shaneyfelt journal entry JS129$40,000CAHB LLCNoneSame journal entry, same sworn testimony.
Escrow-to-Chapin Team conversion (13 transfers, 100% unrecorded)$103,984CAHB LLCSubset of E1Bank records. Zero GL entries for any transfer. Shaneyfelt maintained the books.
May 2022 conversion — unrecovered after settlement$284,598CAHB LLCSubset of E1$1,034,598 sweep from CAHB to Ultra Holdings. ~$750K recovered. Unrecorded in GL.
Kristen Chapin personal transfers (CAHB LLC)$16,813CAHB LLCNone6 electronic bank transfers to personal checking. Account-verified. Zero returned.
Kristen Chapin personal transfers (CAHB Op.)$27,915CAHB Op.None3 electronic bank transfers. Account-verified. Zero returned.
Home Depot expense shifting — tax harm to CAHB Operating$138,673CAHB Op.None$326K in CAHB Op expenses shifted to Chapin Team. Shaneyfelt prepared both returns. Tax harm at applicable rates.
LOC net drain (286 txns, 4 LOC accounts)$1,845,553CAHB LLCNoneForensic DB, bank records. Chapin executed the transfers. Shaneyfelt tracked the LOC activity on CAHB’s books, questioned the balances, and never identified or reported approximately $5.9M in payments to personal LOC accounts.
Category A Total$2,616,232

Category B — Consequential Fees & Costs ($983,693)

Downstream costs incurred as a consequence of the insured’s defective work product. Each supported by invoices or court orders.

ItemAmountEntitySource / Basis
Attorney fees — GRO (Lamb-paid portion)$450,164Matt Lamb109 deduplicated invoices across 3 matters. Fees incurred to unwind consequences of defective accounting.
Attorney fees — GRO (CAHB/Op portion)$247,259Alloc. Pend.22 deduplicated invoices. Entity allocation to be finalized.
Attorney fees — Rose Law (bankruptcy response)$81,270Alloc. Pend.6 invoices. Downstream fees to respond to Chapin bankruptcy filings.
Receiver costs — Kelley Commercial Partners$205,000Alloc. Pend.Court-appointed receiver, 26 months. Receivership duration extended by insured’s failure to maintain auditable books.
Category B Total$983,693

Category B2 — Equitable Remedy ($238,638)

Disgorgement of fees paid for defective professional services. Separate legal theory from compensatory damages.

ItemAmountEntitySource / Basis
LSM fees — disgorgement (partial; 19 verified payments)$238,638Alloc. Pend.Fees paid for defective professional services. Full engagement period est. $350K–$450K; balance pending subpoena.
Category B2 Total$238,638

Category C — Expert-Supported Losses ($7,508,000 – $14,230,000)

Each item supported by identified expert methodology, tax records, or forensic reconstruction. Amounts to be presented through expert testimony at trial.

ItemFloorHigh EndEntityOverlapSource
Phantom K-1 tax harm (2021 + 2022)~$750,000~$1,000,000Matt LambNoneK-1s locked, 1040s on file. Expert to calculate exact tax delta from overstated income.
Lost profits — Frost model (Scenarios 1–4)**$6,114,000$12,110,000CAHB LLCALT to Cat. FFrost PLLC 38-page model. 4 scenarios. Most conservative used as floor.
Tom Chapin — private lender exposure$644,000$1,120,000CAHB LLCNone4 competing calculations from different ledger sources. Expert reconciliation needed.
Lost profits — CAHB Operating revenue disruptionTBDTBDCAHB Op.NoneFrost model covers CAHB LLC only. Separate analysis not yet performed.
Category C Floor / High End$7,508,000$14,230,000

Category D — Non-Economic Damages ($500,000 – $1,500,000)

Supported by medical records, prescription history, and treating provider documentation.

ItemFloorHigh EndEntitySupport
Emotional distress — anxiety, insomnia, weight loss, family impact$500,000$1,500,000Matt LambGAD dx 08/2022 (F41.1), insomnia dx 03/2022 (G47.00). Clonazepam, trazodone, clonidine — 4+ years continuous. Resting HR 112. 34 lb weight swing. Son born 02/2022. 8 PHR medical record PDFs on file. Treating therapist support and related records available upon request, subject to confidentiality protections.
Category D$500,000$1,500,000

Category E — Reserve Items (if settlement not reached)

Researched. Available for inclusion with additional documentation or expert work.

#ItemEst. RangeEntityOverlapStatus
E1CAHB→Chapin entity transfers — net drain~$1,381,696TBDIncl. escrow & May 2022 from Cat. A158 transfers, 59% unrecorded in GL. Expert needed to net against Cat. A items.
E2Prejudgment interest (Ark. § 16-65-114)~$932,000AllNone6% on Cat. A+B ascertainable items. Does not apply to lost profits or non-economic damages.
E3Frost remediation / forensic reconstruction~$350,000Matt / CAHBNoneCost to reconstruct insured’s defective work product. Estimated.
E4LSM fees — full engagement period$350K–$450KAlloc. Pend.Replaces partial in Cat. B2Current Cat. B2 shows $238K (19 payments). Full period est. $350K–$450K. Pending subpoena.
E5CPA remediation / amended returnsTBDMatt / CAHBNoneCost to redo 2019–2022 returns, GL reconstruction, K-1 corrections.
E6Credit damage / increased borrowing costsTBDMatt / CAHBRelated to Cat. FHigher rates and lost refi opportunities from defective financials on file with lenders.
E7Lost equity sale opportunitiesTBDCAHB LLCNoneCould not sell note equity to investors with unauditable books. Capital recycling halted.
E8Matt’s time / opportunity costTBDMatt LambNoneYears on litigation and receivership instead of acquiring and selling properties.

Category F — Alternative / Non-Cumulative

Presented in the alternative. Not additive to items above.

ItemAmountEntityAlternative ToNotes
Bank loan denials / borrowing problems from defective returnsTBD by expertMatt LambALT to Cat. C lost profitsDefective returns overstated liabilities by $2.1M, producing negative DSCR. Multiple lenders halted refinancing.

Category G — Punitive Exposure

RatioOn Full Presentation ($11.8M)On Cat. A+B+B2 ($3.8M)Notes
1:1$11,846,563$3,838,563Single-digit multipliers comport with due process. BMW of N. Am. v. Gore, 517 U.S. 559 (1996). Punitive exposure supported by fiduciary breach with documented neglect of professional responsibilities.
3:1 (est.)$35,539,689$11,515,689
4:1$47,386,252$15,354,252

Exposure Summary

A — Direct traceable losses$2,616,232
B — Consequential fees & costs$983,693
B2 — Equitable remedy (disgorgement)$238,638
C — Expert-supported losses (floor)$7,508,000
D — Non-economic damages (floor)$500,000
Current compensatory damages presentation$11,846,563
E — Reserve items (est. where known)~$3,000,000+
G — Punitive exposure (if liability established)See ratio table
COMPENSATORY + RESERVE EXPOSURE$14M – $17M+

Settlement Risk Factors

These factors do not appear on the damages table but materially affect settlement valuation.

  • Defendant deposition testimony. Shaneyfelt’s deposition revealed gaps in his understanding of the client’s financial structure, inability to explain his own journal entries, inconsistent descriptions of his engagement scope, and repeated attribution of responsibility to others. This testimony independently increases reserve value because it makes every contested damages item harder to defend and strengthens fiduciary-breach and punitive exposure.
  • Simple liability narrative. Hired CPA → defective books → defective returns → IRS levy → lenders halt refinancing → court-appointed receiver → years of cleanup. This does not require expert testimony to understand.
  • Third-party corroboration. IRS levy notices, lender correspondence, receiver court orders, and 292 bank transactions misclassified in the general ledger. Objective records that do not depend on the plaintiff’s characterization.
  • Records problem favors the plaintiff. The defense must argue from financial records its insured was responsible for maintaining. Missing entries, misclassifications, and inconsistencies undermine the defense, not the plaintiff.
  • Defense must win nearly everywhere. To bring compensatory exposure below $5.5M, the defense must prevail on the Frost model, most of the LOC drain, consequential fees, and non-economic damages. Partial wins still leave exposure above the demand.
  • Litigation cost. Forensic accounting, tax experts, entity standing analysis, lender causation discovery, and allocation motion practice. This case will cost seven figures to defend through verdict.

**Frost model scenarios: Trial Date ($6.1M), 3-Year ($8.9M), 5-Year ($10.4M), 8-Year ($12.1M). 31 acq/yr (actual 2021: ~50), 15% discount rate, excludes rentals and flips.

Overlap flags indicate where items may share underlying transactions. Non-cumulative items (Cat. F) are presented in the alternative only.

The current demand of $5.5M is below the direct-loss floor plus consequential costs ($3.8M) and represents a fraction of total compensatory exposure. The damages, the deposition record, and the cost of defense support resolution at or above the demand.